SERVICES

Compliance

I have worked in the UK Private Banking world for 17 years, 15 of those in Compliance, and hold a diploma from the International Compliance Association in Governance, Risk and Compliance.

Having previously run my own business, I have strong communication and leadership skills and the ability to deal with change effectively.

I have extensive experience in managing regulatory risk, while effectively supporting the business in its duty to comply with relevant laws and regulations as well as internal procedures. I am passionate about providing an effective compliance service which ensures an organisation has systems of internal control that measure and manage the risks that it faces.

I hold a diploma from the International Compliance Association in Governance, Risk and Compliance.

Extensive knowledge of the following:

  • Advisory
  • Financial Crime
  • Training and Competence
  • Financial promotions
  • Monitoring
  • Senior Managers Regime / Approved Persons
  • Client Due Diligence
  • FCA Regulatory reporting
  • Cross Border Rules and Guidelines

Enquire

To discuss your requirements or for more information, please contact me via email or phone.

SERVICES

Compliance

  • Providing regulatory advice
  • Financial promotions expert across all mediums
  • Cross Border Rules and Guidelines
  • Training and Competence
  • Senior Managers Regime / Approved Persons
  • Client Due Diligence
  • Monitoring and testing
  • FCA Regulatory reporting

Proofreading

  • Working on edited text in the final layout
  • Correcting spelling, grammar and punctuation
  • Ensuring all page elements are consistent, placed correctly and style decisions applied
  • Tables and illustrations consecutively numbered and placed correctly
  • References and citations correctly formatted
  • Index formatted consistently
  • Minor changes for sense

Editing

  • Checking content and structure
  • Reworking text to help it flow and avoid repetition
  • Ensuring consistency
  • Checking accuracy and anomalies
  • Flagging any potential legal issues
  • Checking illustrations, graphs and tables
  • Clarifying meaning
  • Transforming legalese

Certifications